RNS Number : 6715F
Hargreaves Services PLC
22 February 2018
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Hargreaves Services PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify): Placing

3. Details of person subject to the notification obligation

Name

Downing LLP

City and country of registered office (if applicable)

London, UK

4. Full name of shareholder(s) (if different from 3.)

Name

MI Downing UK Micro-Cap Growth Fund

Downing Strategic Micro-Cap Investment Trust

Client funds managed by Downing LLP

City and country of registered office (if applicable)

London, UK

5. Date on which the threshold was crossed or reachedvi:

21/02/2018

6. Date on which issuer notified (DD/MM/YYYY):

22/02/2018

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer

Resulting situation on the date on which threshold was crossed or reached

5.18%

n/a

5.18%

31,992,337

Position of previous notification (if

applicable)

n/a

n/a

n/a

 

             

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B0MTC970

1,657,850

 

5.18%

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. A

1,657,850

5.18%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date

Exercise/
Conversion Period

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

n/a

n/a

n/a

n/a

n/a

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

n/a

n/a

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date

Exercise/
Conversion Period

Physical or cash

settlement

Number of voting rights

% of voting rights

n/a

n/a

n/a

n/a

n/a

n/a

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

n/a

n/a

 

 

 

                   

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer

 

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
(please add additional rows as necessary)

x

Name

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Downing LLP

5.18%

n/a

5.18%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

n/a

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional information

n/a

         

 

Place of completion

London, EC3R 6HD

Date of completion

22/02/2018

 

 

Annex: Notification of major holdings (to be filed with the FCA only)

 

A: Identity of the person subject to the notification obligation

Full name (including legal form for legal entities)

Downing LLP

Contact address (registered office for legal entities)

6th Floor, St Magnus House, 

3 Lower Thames Street, London, EC3R 6HD

E-Mail

 

Phone number / Fax number

0207 416 7780

Other useful information

(at least legal representative for legal persons)

 

 

 

B: Identity of the notifier, if applicable

Full name

 

Contact address

 

E-Mail

 

Phone number / Fax number

 

Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)

 

 

C: Additional information

 

     

 


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